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George is a trader at a large commercial bank who has continued to increase his bonus each year by producing more and more profit for the bank. In order to increase profits, George has been forced to increase the riskiness of his positions despite the written risk appetite and tolerance statements provided to all employees of the bank. The bank seems happy with his performance so George takes that as a sign of approval of his methods for improving profitability. Which of the following pairs of the 11 fundamental principles of risk management has the bank most clearly violated in this situation?

APrinciple 1 (a strong risk management culture) and Principle 11 (the bank should make clear disclosures of operational risks to stakeholders).

BPrinciple 2 (develop an integrated approach to operational risk management).

CPrinciple 3 (approve and review the operational risk framework) and Principle 4 (develop risk appetite and tolerance statements).

DPrinciple 5 (develop a well-defined governance structure) and Principle 6 (understand the risk and incentives related to risk inherent in the bank’s business lines and processes)

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