FRM二级在线题库,FRM二级模拟试题-融跃教育FRM

首页 > FRM二级题库 > Unit 12.Regulatory Capital Requirement

登录后可用

纠错

标记

Your Board of Directors wants a comprehensive review of each business units' operational risk activities. As the head of the corporate operational risk unit, you know that little has been done to implement an operational risk process at the business unit level and that you need to immediately come up with a framework. Which of the following statements offers the best strategy?

I. The audit committee of the Board should first define its objectives to ensure that all the firm's business units' operational risk programs are providing required information

II. The auditing department is to be charged with developing an operational risk program for each business unit, with the business unit being made clearly aware that they will be held accountable for its implementation

III. That your department immediately assess the operational risk for each business unit using independent data feeds to ensure the information fed into the assessment cannot be manipulated

IV. A senior manager from each profit center is to be charged with developing their own operational risk self assessment program based on guidelines you provide.

AI only

BI and IV only

CI and III only

DIV only

上一题查看解析下一题

登录后查看
没有账号？立即注册

推荐课程