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新版金融英语词汇表（J-M）
*Terms commonly used in the Mainland
*内地用语 版本日期：2019年12月
可使用Ctrl + F 键查找
*内地用语 版本日期：2019年12月
可使用Ctrl + F 键查找
J
| 基本按金 | initial margin |
| 基本报价服务 | Basic Market Prices Service |
| 基础货币；基准货币 | base currency |
| 基础上市文件 | base listing document |
| 基础投资者 | cornerstone investor |
| 基础证券*；相关/指定证券 | underlying securities |
| 基点 | basis point |
| 基建工程/项目 | infrastructure project |
| 基建融资促进办公室【金管局】 | Infrastructure Financing Facilitation Office (IFFO) 【HKMA】 |
| 基金份额持有人* | fund unit holder |
| 基金互认安排 | mutual recognition of funds |
| 基金经理 | fund manager |
| 基准风险；基本风险 | basis risk |
| 基准股市指数 | benchmark equity index |
| 基准掉期 | basis swap |
| 基准货币；基础货币 | base currency |
| 基准价格 | notation price |
| 基准日 | base day |
| 基准收益率曲线 | benchmark yield curve |
| 机构风险 | institutional risk |
| 机构交易员组合系统【澳洲】 | Portfolio System for Institutional Traders (POSIT)【Australia】 |
| 机构客户 | institutional client |
| 机构联动 | Institute-Connect |
| 机构投资者 | institutional investor |
| 机械理财顾问 | robo-advisor |
| 机械理财建议 | robo-advice |
| 稽核测试 | audit test |
| 稽核委员会 | Audit Committee |
| 积欠款项 | arrears |
| 极端波动乘数 | extreme move multiplier |
| 极端波动覆盖分数 | extreme move covered fraction |
| 极价内期权 | deep-in-the-money option |
| 极价外期权 | deep-out-of-the-money option; tails |
| 集合报价 | mass quote |
| 集合竞价 | aggregate auction; call auction |
| 集体宽免 | class relief |
| 集体投资基金 | collective investment fund |
| 集体投资计划 | collective investment scheme (CIS) |
| 集团会计 | corporate accounting |
| 集团亏损税务宽免 | group tax loss relief |
| 集团内部交易 | intra-group transaction |
| 集中持仓量 | concentrated position |
| 集中风险 | concentration risk |
| 集中风险调整 | concentration risk adjustment |
| 集资 | capital formation |
| 集资净额 | net proceeds |
| 集资市场 | primary market |
| 集资退休基金 | Pooled Retirement Fund |
| 即年合约 | front year contract |
| 即期定盘价 | spot pricing |
| 即日报价 | intraday quotation |
| 即日差额缴款报告【中央结算系统】 | Intra-day Marks Collection Report 【CCASS】 |
| 即日拆借市场 | intra-day money market |
| 即日额外按金 | intra-day margin |
| 即日回购协议【银行】 | intraday repurchase agreement 【banking】 |
| 即日流动资金 | intraday liquidity |
| 即日买卖 | day trade |
| 即日盘/即日买卖盘；当日有效盘 | day order |
| 即日平仓交易 | day trade |
| 「即日鲜」 | day trade |
| 即日有效买卖盘 | good-for-day order |
| 即日追补按金；即日追收按金 | intra-day margin call |
| 即日追收变动保证金 | intra-day variation margin call |
| 即时汇款同时交收【银行】 | payment vs payment (PvP)【banking】 |
| 「即时或取消」买卖盘 | Immediate-or-Cancel order (IOC) |
| 即时数码数据服务 | Realtime Digital Data Service (RDDS) |
| 即时数码资料传送专线 | realtime digital datafeed |
| 即时支付结算系统【金管局】 | Real Time Gross Settlement system (RTGS)【HKMA】 |
| 即时资讯 | real time information |
| 即夜传送报告资料服务【中央结算系统】 | Overnight Report Distribution【CCASS】 |
| 即月 | front-month |
| 《纪律案例》 | Disciplinary Casebook |
| 纪律程序 | disciplinary procedures |
| 《纪律处分程序手册》 | Handbook on Disciplinary Proceedings |
| 纪律处分行动声明【证监会】 | Statement of Disciplinary Action 【SFC】 |
| 纪律处分权力 | disciplinary power |
| 纪律复核小组 | Disciplinary Review Panel (DRP) |
| 纪律管辖权 | disciplinary jurisdiction |
| 纪律上诉委员会 | Disciplinary Appeals Committee |
| 纪律委员会 | Disciplinary Committee |
| 纪律研讯主席委员会【证监会】 | Disciplinary Chair Committee【SFC】 |
| 记录日期；股权登记日 | record date |
| 记名证券 | registered securities |
| 记名证书 | registered certificate |
| 技术性验证测试 | Proof of Concept |
| 计算按金程序 | margining process |
| 夹仓 | squeeze; short squeeze; cornering |
| 加速折旧 | accelerated depreciation |
| 假市 | false market |
| 价差* | spread |
| 价差优化计划 | Spread Enhancement Programme |
| 价格变动保证金 | variation margin |
| 价格带 | price band |
| 价格动力 | price momentum |
| 价格发现 | price discovery |
| 价格幅度限制 | permissible price range |
| 价格校验范围 | Price Scan Range |
| 价格校正利息 | price alignment interest (PAI) |
| 价内；实值* | in-the-money |
| 价内期权 | in-the-money option |
| 价外；虚价；虚值 | out-of-the-money |
| 价外期权 | out-of-the-money option |
| 价位 | spread |
| 价位表 | Spread Table |
| 价位值 | tick value |
| 价值稳定的货币 | hard currency |
| 价值状况 | moneyness |
| 基差交易 | basis trading |
| 坚定承诺【包销】 | firm commitment【underwriting】 |
| 监察主任 | compliance officer |
| 监督及监控金融市场基建的技术规则【国际货币基金组织】 | Technical Note on Oversight and Supervision of Financial Market Infrastructures【IMF】 |
| 监管 | regulation |
| 《监管合作备忘录》 | Memorandum of Regulatory Cooperation (MORC) |
| 监管豁免 | no-action relief; regulatory action exemption |
| 监管机构 | regulatory body |
| 监管监察 | regulatory oversight |
| 监管科技 | Regtech |
| 监管套戥 | regulatory arbitrage |
| 监管制度 | regulatory regime |
| 监事【内地】 | supervisor【Mainland】 |
| 监事会【内地】 | supervisory committee【Mainland】 |
| 简易资讯整合服务 | RSS service |
| 减佣经纪 | discount broker |
| 建议最佳常规 | recommended best practice |
| 将股票化零为整 | jumbomize |
| 交叉货币掉期 | cross currency swap (CCS) |
| 交叉连接 | Cross Connects (XCN) |
| 交叉买卖；交叉盘买卖 | crossed trade; cross trade; crossing |
| 交叉盘时段 | crossing session |
| 交叉盘网络 | crossing network |
| 交叉盘系统 | crossing system |
| 交错到期组合 | staggering maturities |
| 交付；交割* | delivery |
| 交割结算价* | final settlement price |
| 交收 | settlement |
| 交收报告【中央结算系统】 | Settlement Report【CCASS】 |
| 交收风险 | settlement risk |
| 交收积压 | settlement backlog |
| 交收期 | settlement period |
| 交收日 | settlement date |
| 交收上限 | settlement cap |
| 交收银行 | settlement bank |
| 交收指示 | settlement instruction (SI) |
| 交收指示的交易 | SI transaction |
| 交收指示活动报告【中央结算系统】 | SI Activity Report【CCASS】 |
| 「交收指示」交易 | settlement instruction transaction |
| 交收指示整批传送【中央结算系统】 | Settlement Instruction Batch Upload 【CCASS】 |
| 交收指示状况报告【中央结算系统】 | SI Status Report【CCASS】 |
| 交投畅旺 | heavy trading |
| 交投淡静 | quiet trading |
| 交投疏落 | light trading |
| 交易参数 | trading parameter |
| 交易查讯 | trading inquiry |
| 交易大堂 | trading floor; trading hall |
| 交易单位 | trading unit |
| 交易对手 | counterparty |
| 交易分仓 | trade allocation |
| 交易费 | Trading Fee |
| 交易工作站 | trading workstation |
| 交易柜位；交易席位*；交易单元* | trading booth |
| 交易及结算综合系统 | integrated trading and clearing system |
| 交易纪录价值 | ticker value |
| 交易量 | trading capacity |
| 交易流通速度／流通比率／周转率／转手率／流转率／换手率* | turnover rate; velocity |
| 交易能力 | trading capacity |
| 交易前检查 | pre-trade checking |
| 交易前时段 | Pre-Trading Period |
| 交易圈／交易场 | pit; trading pit |
| 交易权 | Trading Right |
| 交易日 | trading day |
| 交易日表 | trading calendar |
| 交易商 | dealer |
| 交易商承约报告 | Commitments of Traders (COT) report |
| 交易设施 | trading facilities |
| 交易市场 | secondary market; after market / aftermarket |
| 交易所参与者 | Exchange Participant |
| 交易所参与者及联交所交易权持有人名录 | List of Exchange Participants & Holders of Stock Exchange Trading Rights |
| 交易所参与者证明书 | Exchange Participant Certificate |
| 《交易所规则》 | Rules of the Exchange |
| 交易所会议厅 | Exchange Auditorium |
| 交易所交易权证明书 | Exchange Trading Right Certificate |
| 交易所买卖产品；场内交易产品 | exchange traded product (ETP) |
| 交易所买卖基金；交易所交易基金* | exchange traded fund (ETF) |
| 交易所买卖票据 | exchange traded certificate (ETC); exchange traded note (ETN) |
| 交易所买卖商品 | exchange traded commodity |
| 交易所买卖之期权 | exchange traded option |
| 交易所展览馆 | Exchange Exhibition Hall |
| 交易通（人证港币交易通） | TSF (RMB Equity Trading Support Facility) |
| 交易通参与者 | TSF Participant |
| 交易系统使用费 | trading tariff |
| 交易型开放式指数证券投资基金*； 交易型开放式指数基金* | exchange traded fund (ETF) |
| 交易议价板 | Bulletin Board |
| 交易征费 | Transaction Levy |
| 交易转移【期权】 | trade give-ups【options】 |
| 交易资料储存库 | trade repository |
| 缴入股本 | paid-up capital; paid-in capital |
| 缴足股本 | fully paid-up capital |
| 接驳站收费 | port connection fee |
| 接管收购* | takeover |
| 接价盘 | accept order |
| 接口费 | port connection fee |
| 接收【期权】 | take-up【options】 |
| 接受存款公司 | deposit-taking company (DTC) |
| 「街名」股票 | “street name” share certificate |
| 结构化布线系统 | structured cabling system |
| 结构型基金 | structured fund |
| 结构性产品综合处理系统 | Structured Products Integrated Transaction System (SPRINTS) |
| 结清 | close out |
| 结算 | clearing |
| 结算保证金；结算担保金 | Settlement Guarantee Fund |
| 结算备付金；结算准备金 | Settlement Reserve Fund |
| 结算备付金比率 | Settlement Deposit Rate |
| 结算参与者 | clearing participant |
| 结算参与人* | clearing participant |
| 结算服务热线中心 | Clearing Service Call Centre |
| 结算会籍／结算会员资格 | clearing membership |
| 结算机构参与者 | Clearing Agency Participant |
| 结算价 | clearing price |
| 结算门户网站【场外结算公司】 | OTC Account Services Information System (OASIS) 【OTC Clear】 |
| 结算所 | clearing house |
| 结算所参与者 | Clearing House Participant |
| 结算所电子附属登记系统【澳洲】 | Clearing House Electronic Subregister System (CHESS)【Australia】 |
| 结算所基金 | Clearing House Funds |
| 「结算通」电话系统 | CCASS Phone System |
| 结算协议书 | clearing agreement |
| 结算咨询小组 | Clearing Consultative Panel |
| 结转【会计】 | carried forward【accounting】 |
| 节流率 | throttle rate |
| 截止过户期间 | book closure period |
| 截止过户日期 | book close date |
| 借贷资本 | loan capital |
| 借额 | debit |
| 借方结余 | debit balance |
| 借款股 | loan stock |
| 借壳上市 | backdoor listing |
| 界面联系 | interfacing |
| 界内证 | inline warrant |
| 介绍代理人 | introducing agent |
| 介绍经纪人* | introducing broker |
| 介绍形式上市 | listing by introduction |
| 金边证券 | gilt-edged securities |
| 金衡制盎司 | fine troy ounce |
| 金融大改革【英国】 | Big Bang【UK】 |
| 金融发展局（金发局） | Financial Services Development Council (FSDC) |
| 《金融服务法》【英国】 | Financial Services Act【UK】 |
| 金融服务网络 | FinNet |
| 金融工具 | financial instrument |
| 《金融工具市场指令 II》(MiFID II) | Markets in Financial Instruments Directives II (MiFID II) |
| 金融科技督导小组 | Steering Group on Financial Technologies |
| 金融科技联络办事处 | Fintech Contact Point |
| 金融科技咨询小组 | Fintech Advisory Group |
| 金融基础设施督导委员会 | The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI) |
| 金融机构 | financial institution |
| 金融监督管理委员会（金管会）【台湾】 | Financial Supervisory Commission 【Taiwan】 |
| 金融业评估计划；金融体系评估计划；金融界评估计划 | Financial Sector Assessment Program |
| 金融纠纷调解中心有限公司（调解中心） | Financial Dispute Resolution Centre Ltd (FDRC) |
| 金融期货 | financial futures |
| 金融市场 | financial market |
| 《金融市场基建的原则》 | Principles for Financial Market Infrastructures (PFMI) |
| 金融衍生产品 | financial derivatives |
| 金融债* | financial bond |
| 金融中介机构/团体 | financial intermediary |
| 金融中介现象 | financial intermediation |
| 金融租赁* | financial lease |
| 金银业贸易场 | The Chinese Gold and Silver Exchange Society (CGSE) |
| 金银证券交易所(1971 年-1986 年) | The Kam Ngan Stock Exchange (1971-1986) |
| 金砖联盟市场 | BRICSMART |
| 紧急贷款者 | lender of last resort |
| 紧密联系人 | close associate |
| 紧缩措施 | austerity measures |
| 近价盘 | about order |
| 近价期权 | near-the-money option |
| 进项增值税 | input VAT |
| 尽职审查 | due diligence |
| 禁止买卖期；限制买卖期 | “black out” period |
| 经办人 | manager |
| 经办银行 | administering bank |
| 经常账 | current account |
| 经纪参与者【中央结算系统参与者】 | Broker Participant【CCASS Participants】 |
| 经纪电子邮递及集体传呼服务 | E-mail and Group Paging Services |
| 经纪行 | brokerage |
| 经纪后勤办公室支援服务 | Brokers’ Electronic Support Services (BESS) |
| 经纪交易 | agency trade |
| 经纪交易商 | broker-dealer |
| 经纪佣金 | brokerage |
| 经纪忠诚保险计划 | Brokers’ Fidelity Insurance Scheme (BFI) |
| 经纪忠诚保险计划委员会 | Brokers’ Fidelity Insurance Committee |
| 经纪自设系统 | Broker Supplied System (BSS) |
| 经济自由指数 | Index of Economic Freedom |
| 经扩大股本 | enlarged share capital |
| 经审核账目 | audited accounts |
| 经营租赁 | operating lease |
| 净额按金计算 | net margining |
| 净额结算；对销 | netting |
| 净逆差额缴款 | net unfavourable marks |
| 竞价盘 | at-auction order |
| 竞价市场 | auction market |
| 竞价投标 | auction |
| 竞价限价盘 | at-auction limit order |
| 境内证券 | domestic securities |
| 《关于进一步加强在境外发行股票和上市管理的通知》 【国务院】 | Notice of the State Council on Further Strenthening Management of Issuance and Listing of Shares Overseas【State Council】 |
| 境外上市外资股【内地】 | overseas listed foreign share 【Mainland】 |
| 静态资讯 | static information |
| 净值比率 | net worth ratio |
| 九倍限制规则 | 9-times Restriction Rule |
| 九龙证券交易所 (1972 年-1986 年) | The Kowloon Stock Exchange (1972-1986) |
| 救市贷款 | Lifeboat Loan |
| 救市特别交易征费 | “Lifeboat” levy |
| 狙击手【收购】 | predator【takeover】 |
| 举报政策 | whistleblowing policy |
| 拒纳信 | Rejection Letter |
| 均衡价格 | equilibrium price |
K
| 开仓合约 | opening contract |
| 开仓交易 | opening transaction |
| 开放式基金 | open-end fund |
| 开价盘 | quote |
| 开价盘要求 | quote request |
| 开盘集合竞价；开市集合竞价 | opening call auction |
| 开盘价 | opening price |
| 开盘状况报告 | quote maintenance report |
| 开市报价规则 | opening quotations rules |
| 开市分配时段【HKATS】 | open allocation session【HKATS】 |
| 开市价 | opening price |
| 开市集合竞价；开盘集合竞价 | opening call auction |
| 开市集合竞价时段 | opening call auction session |
| 开市盘 | open order; at-the-opening order |
| 开市前分配时段【HKATS】 | pre-open allocation session【HKATS】 |
| 开市前时段 ；开市前议价时段 | pre-market opening session |
| 开市前议价机制【期货】 | Pre-market Opening Mechanism 【futures】 |
| 《开展境内个人直接投资境外证券市场试点方案》 | Pilot Program for Direct Foreign Portfolio Investments by Domestic Individuals |
| 凯伯里报告书【英国】 | Cadbury Report【UK】 |
| 凯伯里委员会【英国】 | Cadbury Committee【UK】 |
| 凯利板 | Catalist |
| 「看跌」股票挂钩票据 | Bear Equity Linked Instrument (Bear ELI) |
| 看跌期权 | put option |
| 「看涨」股票挂钩票据 | Bull Equity Linked Instrument (Bull ELI) |
| 看涨期权 | call option |
| 刊发后始审阅 | post-vetting |
| 科创板【上交所】 | STAR Market【SSE】 |
| 可变利益实体；协议控制* | Variable Interest Entity (VIE) |
| 可变名义掉期 | variable notional swap |
| 可变投票权股份 | variable voting share |
| 《可持续发展报告指南》第三版 | G3 Sustainability Reporting Guidelines |
| 可分派溢利 | distributable profit |
| 可交收外汇合约 | foreign exchange deliverables |
| 可进行保证金交易的合资格上交所证券名单 | List of Eligible SSE Securities for Margin Trading |
| 可扩展标记语言 | Extensible Markup Language |
| 可扩展商业报告语言 | eXtensible Business Reporting Language (XBRL) |
| 可赎回股份 | redeemable share |
| 可行性研究 | feasibility study |
| 可以互换或对销 | fungible |
| 可用年限 | useful life |
| 可转换/可换股可赎回票据 | convertible redeemable note |
| 可转换/可换股票据 | convertible note |
| 可转换/可换股债券 | convertible bond |
| 可转换/可换股证券 | convertible securities |
| 可转让定期存单；同业存单 | negotiable certificate of deposit (NCD) |
| 可转让票据 | negotiable instrument |
| 可转让证券集体投资计划 | Undertakings in Collective Investments in Transferable Securities (UCITS) |
| 客场中央结算所 | Participant Clearing House |
| 客户按金 | client margin |
| 客户按金对销账户 | Client Offset Claim Account |
| 客户户口 | client account |
| 《客户身分规则的政策》 | Client Identity Rule Policy |
| 客户识别信息 | Client Identification Data (CID) |
| 客户通告 | client notice |
| 客户协议书/合约 | client’s agreement |
| 客户注册庄家 | Client Registered Trader |
| 空仓/空头* | bear position; short position |
| 控股公司 | holding company |
| 控股股东 | controlling shareholder |
| 控股权益 | controlling interest |
| 控权公司 | holding company |
| 控权股东 | controlling shareholder |
| 控权人 | controller |
| 口头竞价/口头唱价*【=公开喊价】 | auction【= open outcry】 |
| 扣减(率) | haircut; discount rate |
| 库存股份/股票 | treasury share; treasury stock |
| 跨产品按金 | cross margin |
| 跨柜台转换 | inter-counter transfer |
| 跨国多重上市 | mutual cross-listing |
| 跨货币掉期 | cross currency swap |
| 跨价；跨期式组合 | spread |
| 跨价买卖 | price spread; vertical spread; spread trading |
| 跨价权证 | spread warrant |
| 跨价衍生权证 | call spread derivative warrant |
| 跨境上市 | cross-border listing; cross listing |
| 跨境网关入口 | cross-border access portal |
| 跨期按金 | spread rate |
| 跨期买卖 | spread trading |
| 跨期买卖 | calendar spread; time spread; horizontal spread |
| 跨期组合 | calendar spread |
| 跨日净额交收 | cross-day netting |
| 跨市场按金制度 | cross margining |
| 跨市场抵押品 | cross collateral; cross-collateralisation |
| 跨式套利* 【期权】 | straddle【options】 |
| 跨司法区招股活动 | multi-jurisdictional equity offering |
| 会计处理方式 | accounting treatment |
| 会计惯例/实务 | accounting practice |
| 会计期间 | accounting period |
| 会计师报告 | accountants' report |
| 《会计实务准则》 | Statement of Standard Accounting Practice (SSAP) |
| 会计准则/标准 | accounting standard |
| 会员制转为股份制 | demutualisation |
| 快闪盘 | flash order |
| 宽跨式套利* | long strangle |
| 宽限期 | grace period |
| 款项过户系统 | money transfer system |
| 款项交收费 | money settlement fee |
| 款项净额结算每日平均效率 | daily average funds netting efficiency |
| 款项预缴服务 | cash prepayment service |
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| 「来回」期权交易 | “round trip” option transaction |
| 蓝筹股 | blue chip |
| 老鼠仓活动 | rat trading; scalping |
| 「勒束式」股票挂钩票据 | Range Equity Linked Instrument (Range ELI) |
| 勒束式组合【期权】 | strangle【options】 |
| 累积认购期权合约/累计期权 | accumulator |
| 累积认沽期权合约/累计期权 | decumulator |
| 累积投票制* | cumulative voting |
| 累计/累积垫款 | cumulative advance |
| 累计/累积利润 | accumulated profits |
| 累计/累积利息 | accumulated interest |
| 累计/累积折旧 | accumulated depreciation |
| 累计投标制；簿记建档*；询价制* | book building |
| 冷淡对待令 | cold shoulder order |
| 离岸调期 | offshore swap |
| 离岸基金 | offshore fund |
| 离岸盈利重组 | offshore profit regrouping |
| 离场价；平仓价 | exit price |
| 离场交易 | off-floor trading; off-board trading |
| 离场买卖盘 | off-floor order |
| 理论性参考价格系统【期货】 | Theoretical Indicative Pricing System (TIPS)【futures】 |
| 利差交易 | carry trade |
| 利率掉期/利率调期；调期息率* | interest rate swap (IRS) |
| 利率掉期期货 | Interest Rate Swap Futures |
| 利率期货 | interest rate futures |
| 利率上限 | interest rate ceiling |
| 利率衔接 | interest collar; interest rate collar |
| 利润 | profit |
| 利润警告* | profit warning |
| 利息补贴【内地】 | interest rate subsidy【Mainland】 |
| 利息资本化 | capitalisation of interest |
| 利益冲突事宜委员会 | Conflict Committee |
| 利益相关者；持份者；权益人；干系人*；利益攸关者* | stakeholder |
| 历史波幅 | historical volatility |
| 历史成本 | historical cost |
| 立约成价 | contracted price |
| 立约价值 | contracted value |
| 联邦基金 | Federal funds |
| 联邦基金利率 | Federal funds rate |
| 联合交易所赔偿基金 | Unified Exchange Compensation Fund |
| 联合受托人 | co-trustee |
| 联机界面联系 | on-line interface |
| 《联交所参与者市场占有率报告》 | Stock Exchange Participants' Market Share Report |
| 联交所交易权 | Stock Exchange Trading Right |
| 联交所期权结算所参与者 | SEOCH Participant |
| 联交所期权结算所抵押品 | SEOCH collateral |
| 联接基金 | feeder fund |
| 联名个人投资者户口 | Joint Individual Investor Account |
| 联属公司 | affiliated company; affiliate |
| 联网 | networking |
| 联席保荐人 | co-sponsor |
| 联席经办人 | co-manager |
| 联系汇率 | pegged exchange rate |
| 联系汇率制 | pegged rate system |
| 联系人 | associate |
| 联系设施【电脑】 | gateway【computer】 |
| 联系证明书/信心保证书 | comfort letter |
| 联线投资服务 | on-line investment service |
| 联营公司 | associated company; associate company; associate |
| 连锁关系原则 | chain principle |
| 连锁关系原则要约 | chain principle offer |
| 连续竞价 | continuous auction |
| 两边开盘 | two-way quote |
| 两边客成交；两边客交易 | direct business; direct business transaction |
| 两边客交易；两边客成交 | direct business; direct business transaction |
| 两边客买卖盘 | two-sided order |
| 临时公告 | holding announcement |
| 临时结算表 | Provisional Clearing Statement (PCS) |
| 临时清盘人 | provisional liquidator |
| 零对冲值避险 | delta hedge |
| 零股* | odd lot |
| 零行使价衍生权证 | zero strike derivative warrant |
| 零和游戏 | Zero-sum game |
| 零交易日 | zero-trading day |
| 零售资讯服务 | retail information service |
| 零息债券 | zero coupon bond |
| 聆讯后资料集 | Post Hearing Information Pack (PHIP) |
| 领航星交易平台 | Orion Trading Platform (OTP) |
| 另类交易平台 | alternative liquidity pool (ALP) |
| 另类投资 | alternative investment |
| 《另类投资基金经理指令》【欧洲联盟】 | Alternative Investment Fund Managers Directive (AIFMD) 【European Union】 |
| 另项投资市场；另类投资市场【英国】 | Alternative Investment Market (AIM) 【UK】 |
| 另选登记服务 | optional registration service |
| 留成资金/保留资金 | retained capital |
| 留存股票 | treasury share; treasury stock |
| 留存溢利/盈利 | retained profits |
| 留存盈利/收益 | retained earnings; retained income |
| 流动数据 | streaming data |
| 流动性不足/流通性不足 | illiquidity |
| 流动性管理中心 | liquidity hub |
| 流动资产 | liquid asset |
| 流动资金 | liquid capital |
| 流动资金比率/幅度 | liquidity ratio; liquidity margin |
| 流动资金调节窗 | Liquidity Adjustment Window (LAW) |
| 流动资金调节机制【金管局】 | Liquidity Adjustment Facility (LAF) 【HKMA】 |
| 流通比率／交易流通速度／周转率／转手率／流转率／换手率* | turnover rate; velocity |
| 流通风险 | liquidity risk |
| 流通股【内地】 | tradable share; negotiable share 【Mainland】 |
| 流通量提供者 | liquidity provider |
| 流通市值【内地】 | negotiable market capitalisation 【Mainland】 |
| 流通性；流动性* | liquidity |
| 流转率／流通比率／交易流通速度／周转率／转手率／换手率* | turnover rate; velocity |
| 路演；巡回推介 | roadshow |
| 绿色金融认证计划 | Green Finance Certification Scheme |
| 绿色债券资助计划 | Green Bond Grant Scheme |
| 绿鞋期权* | greenshoe option |
| 伦敦国际金融期货交易所 | NYSE Liffe |
| 伦敦期权市场 | London Traded Options Market (LTOM) |
| 伦敦证券交易所 | London Stock Exchange (LSE) |
| 落盘 | placing an order |
M
| 孖展 | margin |
| 孖展覆盖率 | margin coverage ratio |
| 孖展客户 | margin client |
| 孖展买卖 | margin trading |
| 孖展融资 | margin financing |
| 马鞍式组合【期权】 | straddle【options】 |
| 买断式回购* | buyout repo |
| 买家 | bidder |
| 买价/买盘价 | bid price |
| 买卖差价 | bid-asked spread |
| 买卖单据 | contract note |
| 买卖单位 | board lot |
| 买卖惯例 | dealing practice |
| 买卖盘 | order |
| 买卖盘变动 | order book changes (OBC) |
| 买卖盘差额 | order imbalance |
| 买卖盘处理量 | order throughput rate |
| 买卖盘传递 | order routing |
| 买卖盘传递系统 | Order Routing System (ORS); router system |
| 买卖盘及交易纪录服务 | Order and Trade File Services |
| 买卖盘纪录 | order book |
| 买卖盘价值限制 | order consideration limit |
| 买卖盘输入 | order entry |
| 买卖盘通过量 | order throughput rate ; throughput rate; transaction throughput |
| 买卖盘纸 | deal ticket |
| 买卖因公众持股量不足而停牌证券的申报表 | Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float |
| 买卖指示 | order |
| 买盘 | buy order |
| 买盘成交 | buy trade value |
| 买壳 | acquisition of shells |
| 买入期权 | call option |
| 「买者自负」原则 | “let the buyer beware” principle; “Caveat Emptor” (let the buyer beware) |
| 卖家【期权】 | writer【options】 |
| 卖价 | offer price |
| 卖空 | short selling / short sale |
| 卖空股份总额 | short interest |
| 卖空价规则 | tick rule |
| 卖空空仓 | open short position |
| 卖空卖方 | short seller |
| 卖空证券 | Short Selling Securities |
| 卖盘 | sell order |
| 卖盘成交 | sell trade value |
| 卖盘价 | ask price; asked price |
| 锚定投资者* | anchor investor |
| 没有利益关系的股东 | disinterested shareholder |
| 没有预先借货的卖空活动；无担保卖空；无货沽空 | naked short selling |
| 每股盈利 | earnings per share (EPS) |
| 每股有形资产净值 | net tangible assets per share |
| 每股资产净值 | net asset value per share |
| 每日按金 | daily margin |
| 每日按金要求 | daily margin call |
| 每日回报标准差 | standard deviation of daily return |
| 每日额度余额 | daily quota balance |
| 每日价格波动限幅 | daily price swing limit |
| 每日价格上限 | daily trading limit |
| 每日交易活动及持仓报告【期货】 | Daily Trading Activity and Open Positions Summary Report【futures】 |
| 每日结算价 | daily settlement price |
| 每日平均交收效率 | daily average settlement efficiency |
| 美国本土债券 | Yankee bond |
| 美国存管信托公司 | Depository Trust Company (DTC)【US】 |
| 美国存管信托及结算公司 | Depository Trust & Clearing Corporation (DTCC)【US】 |
| 美国国家经济研究局 | National Bureau of Economic Research 【US】 |
| 美国联邦储备系统 | Federal Reserve System 【US】 |
| 美国联邦结算系统 | Fed wire; Fedwire; FedWire【US】 |
| 美国联邦公开市场委员会 | Federal Open Market Committee (FOMC) 【US】 |
| 美国联邦国家房屋贷款协会（房利美） | Federal National Mortgage Association (Fannie Mae) 【US】 |
| 美国联邦住宅贷款抵押公司（房贷美） | Federal Home Loan Mortgage Corporation (Freddie Mac) 【US】 |
| 美国全国证券交易商协会自动报价系统/美国纳斯达克证券市场 | National Association of Securities Dealers Automated Quotations (NASDAQ) |
| 美国商会 | American Chamber of Commerce (AMCHAM) |
| 美国预托证券；美国存托凭证* | American depositary receipt (ADR) |
| 美国证券交易所 | American Stock Exchange (AMEX) |
| 美式期权 | American style option |
| 迷你债券 | mini-bond |
| 免费实时基本报价网站服务（免费网站报价服务） | Free Real-time Basic Market Prices Website Service (Free Prices Website Service) |
| 免责声明 | disclaimer |
| 面值 | face value; nominal value |
| 民企股（香港上市） | P chip |
| 敏感度分析 | sensitivity analysis |
| 名义持有人 | nominee; nominee holder |
| 名义汇率 | nominal exchange rate |
| 名义价格* | nominal price |
| 名义价值 | notional value |
| 模拟交易 | mock trading |
| 模拟系统 | simulation system |
| 母公司 | parent company; holding company |
| 木兰债 | Mulan Bond (SDR Bond) |
| 目标可赎回远期合约 | target redemption forward contract |
| 穆迪投资评级 | Moody’s Investment Grade |
