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新版金融英语词汇表（N-R）
*Terms commonly used in the Mainland
*内地用语 版本日期：2019年12月
可使用Ctrl + F 键查找
*内地用语 版本日期：2019年12月
可使用Ctrl + F 键查找
N
| 南向交易 | Southbound trading |
| 内部核数师 | internal auditor |
| 内部稽核 | internal audit |
| 内部监控 | internal control |
| 内部谴责 | internal censure |
| 内地技术中心 | Mainland Technology Centre |
| 内地结算备付金 | Mainland Settlement Deposit |
| 内地市场行情合作协议计划 | Mainland Market Data Collaboration Programme |
| 内地市场数据发布伙伴计划 | Mainland Market Data Distribution Partnership Programme |
| 内地市场数据枢纽 | Mainland Market Data Hub (MMDH) |
| 内地银行间债券市场 | China interbank bond market (CIBM) |
| 内地与香港基金互认安排 | Mainland-Hong Kong mutual recognition of funds |
| 《内地与香港关于建立更紧密经贸关系的安排 ─ 与证券及期货人员资格有关的安排》 | Mainland/Hong Kong Closer Economic Partnership Arrangement – Arrangements relating to Qualifications of Securities and Futures Industry Practitioners |
| 内地证券结算保证金 | Mainland Security Deposit |
| 内地证券结算风险基金 | Mainland Clearing Risk Fund |
| 内联网 | intranet |
| 内幕交易 | insider dealing |
| 内幕交易审裁处 | Insider Dealing Tribunal |
| 内幕交易者 | insider dealer |
| 内幕消息 | inside information |
| 《内幕消息披露指引》【证监会】 | Guidelines on Disclosure of Inside Information【SFC】 |
| 内在衍生工具 | embedded derivative |
| 内在值 | intrinsic value |
| 内资股【内地】 | domestic share【Mainland】 |
| 拟定开市价 | Calculated Opening Price (COP) |
| 逆差额【中央结算系统】 | unfavourable marks【CCASS】 |
| 逆向投资者 | contrarian |
| 逆周期因子 | counter-cyclical factor |
| 逆转交易【期权】 | trade reversals【options】 |
| 逆转交易合约【期权】 | reversal contract【options】 |
| 匿名交易；隐名交易 | anonymous trading |
| 年报 | annual report |
| 年度股东大会* | annual general meeting (AGM) |
| 年度账目 | annual accounts |
| 年结日 | balance sheet date |
| 年金* | pension fund |
| 牛市 | bull market |
| 牛熊证 | Callable Bull/Bear Contract |
| 纽约泛欧交易所集团 | NYSE Euronext (NYX) |
| 女菁汇 | Women’s Exchange |
O
| 欧式期权 | European style option |
| 欧洲复兴及开发银行（即 世界银行） | European Bank of Reconstruction and Development (EBRD) (ie World Bank) |
| 欧洲货币债券 | Eurobond |
| 欧洲清算系统 | Euroclear |
| 欧洲清算银行 | Euroclear Bank |
| 欧洲经济及货币联盟 | European Economic and Monetary Union (EMU) |
| 欧洲可换股担保债券 | Euro-convertible guaranteed bond |
| 欧洲市场基础设施监管规则 | European Market Infrastructure Regulation (EMIR) |
| 欧洲债券 | Eurobond |
| 欧洲证券及市场管理局 | European Securities and Markets Authority |
P
| 扒头交易 | front running |
| 排媒现象 | disintermediation |
| 排期申请表格 | advance booking form |
| 牌照 | licence |
| 派送股份/红股 | bonus issue |
| 盘 | order; position |
| 盘存 | inventory |
| 盘房 | dealing room |
| 盘后* | after-hour |
| 盘后交易；收市后交易 | after-hours trading |
| 盘纸 | order form |
| 盘中* | intra day |
| 盘中竞价时段 | mid-session auction |
| 盘中临时停牌*/ 盘中停牌* | trading suspension |
| 抛空 | short selling / short sale |
| 赔偿基金储备账 | Compensation Fund Reserve Account |
| 赔偿委员会 | Compensation Committee |
| 配对交易 | pairs trade; pair trading |
| 配发 | allotment |
| 配售 | placing |
| 配售代理 | placing agent |
| 配售经办人；账簿管理人 | book runner |
| 配售新股 | rights issue |
| 披露/披露事项 | disclosure |
| 披露权益 | disclosure of interests |
| 「披露易」网站 | HKEXnews website |
| 「啤打」系数 | beta coefficient |
| 偏离值 | stray value |
| 票据交换所自动转账系统 | Clearing House Automated Transfer System (CHATS) |
| 票据交换所自动转账系统付款指示 | CHATS Payment Instruction |
| 票据密集交收 | paper intensive settlement |
| 票面利率 | coupon; coupon rate |
| 票面息率 | coupon; coupon rate |
| 票面值 | par value |
| 撇销 | write off |
| 平仓 | close out; cover; position squaring |
| 平仓重开 | position reopening |
| 平仓合约 | closing contract |
| 平仓价；离场价 | exit price |
| 平仓交易 | closing transaction |
| 平衡价格 | equilibrium price |
| 平衡价值 | parity value |
| 平衡项目 | balancing item |
| 平价【期权】 | parity【options】 |
| 平价期权 | at-the-money option |
| 平均价盘 | average value order |
| 平均结算权证 | Average Return Warrant |
| 平均每日成交额 / 日均成交量 | average daily turnover (ADT) |
| 平买入仓【期权】 | closing buy【options】 |
| 平卖出仓【期权】 | closing sale【options】 |
| 平台接入协议 | platform access agreement |
| 凭证式附属登记册 | certificated sub-register |
| 凭证式股东 | certificated shareholder |
| 凭证式国库券【内地】 | Certificate Treasury【Mainland】 |
| 普氏全球金属奖 | Platts Global Metals Awards |
| 普通股 | ordinary share |
| 普通债券 | straight bond |
Q
| 期初存货 | opening stock |
| 期货低水；期货贴水；贴水 | backwardation |
| 期货高水；期货升水；升水 | contango |
| 期货经纪商【台湾】 | Futures Commission Merchant【Taiwan】 |
| 期货赔偿基金委员会【证监会】 | Futures Compensation Fund Committee【SFC】 |
| 期末存货 | closing stock |
| 期权 | option |
| 期权长仓合约 | long options contract |
| 期权持仓 | option position |
| 期权持有人 | option holder |
| 期权定价 | option valuation |
| 期权定价模式 | option pricing model |
| 期权短仓 | short option |
| 期权短仓合约 | short options contract |
| 期权费用 | options tariff |
| 期权合约 | option contract |
| 期权合约净持仓 | net open options contract; net options position |
| 期权交付指令 | options delivery instruction |
| 期权交易代表 | Options Trading Representative |
| 《期权交易规则》 | Options Trading Rules |
| 期权交易确认书 | options trade confirmation |
| 期权交易主任 | Options Trading Officer |
| 期权交易主任及代表考试 | Options Trading Officer and Representative Examinations |
| 《期权结算规则》 | Options Clearing Rules |
| 期权结算主任 | Options Clearing Officer |
| 期权结算主任考试 | Options Clearing Officer Examination |
| 期权金 | premium |
| 期权金成交额 | premium turnover |
| 期权经纪交易所参与者 | Options Broker Exchange Participant (OBEP) |
| 期权客户协议书 | Options Client’s Agreement |
| 期权类别 | option class |
| 期权买方 | option buyer |
| 期权买卖交易所参与者 | Options Trading Exchange Participant (OTEP) |
| 《期权买卖交易所参与者交易运作程序》 | Operational Trading Procedures for Options Trading Exchange Participants |
| 《期权买卖交易所参与者结算运作程序》 | Operational Clearing Procedures for Options Trading Exchange Participants |
| 期权卖方 | option seller; option writer |
| 期权数码资料传送专线 | options digital datafeed |
| 期权系列 | option series |
| 期权资讯服务 | Options Information Service |
| 企业风险管理架构 | Enterprise Risk Management Framework |
| 企业管治 | corporate governance |
| 《企业管治守则》 | Corporate Governance Code |
| 《企业规管通讯》【证监会】 | Corporate Regulation Newsletter 【SFC】 |
| 企业狙击手 | corporate raider |
| 企业内容管理系统 | Enterprise Content Management system |
| 企业融资协会 | The Corporate Finance Association (corpfina) |
| 企业社会责任 | corporate social responsibility (CSR) |
| 企业债* | enterprise bond |
| 企业资讯资料库 | Enterprise Information Database |
| 《企业融资顾问操守准则》【证监会】 | Corporate Finance Adviser Code of Conduct 【SFC】 |
| 气候相关财务资讯披露工作组 | Taskforce for Climate Related Financial Disclosure (TCFD) |
| 迁册 | change of domicile |
| 牵头包销商 | lead underwriter |
| 牵头经办人；主要经办人 | lead manager |
| 前端监控 | pre-trade checking |
| 前端监控风险管理 | Pre-Trade Risk Management (PTRM) |
| 前端监控风险管理系统 | Pre-Trade Risk Management System |
| 前海联合交易中心有限公司 | Qianhai Mercantile Exchange Company Limited (QME) |
| 前海深港现代服务业合作区 | Qianhai Shenzhen-Hong Kong Modern Service Industry |
| 前收市价 | previous closing price |
| 前线办公室系统 | front-office system |
| 前置式监管 | front-loaded regulation |
| 浅白语言计划【证监会】 | Project on the Use of Plain Language 【SFC】 |
| 谴责 | reprimand; censure |
| 欠款 | arrears |
| 嵌入式衍生工具 | embedded derivative |
| 强行平仓 | forced closing-out |
| 强制补购 | compulsory buy-in; forced buy-in |
| 强制出售通知 | Forced-Sale Notice |
| 强制可换股证券 | mandatory convertible securities (MCS) |
| 强制收回事件；强制赎回事件 | Mandatory Call Event |
| 强制性公积金 | mandatory provident fund (MPF) |
| 强制性公积金计划管理局（积金局） | Mandatory Provident Fund Schemes Authority (MPFA) |
| 强制性收购建议 | mandatory bid; mandatory offer |
| 清盘 | liquidation |
| 清算 | clearing |
| 清算价 | clearing price |
| 清算交收 | settlement |
| 清洗交易 | whitewash transaction; wash sale; wash trade |
| 轻微违纪事件/行为 | summary offence |
| 轻装版衍生产品数据专线 | Derivatives Lite (D-Lite) |
| 区块链技术 | blockchain |
| 区域网络 | Local Area Network (LAN) |
| 区域全面经济伙伴关系协定 | Regional Comprehensive Economic Partnership (RCEP) |
| 取方参与者 | receiving Participant |
| 取消／收回【牛熊证】 | knockout【CBBC】 |
| 取消登记 | decleared |
| 取消交易【期权】 | trade reversals【options】 |
| 取消交易合约【期权】 | reversal contract【options】 |
| 取消前有效买卖盘 | good-till-cancelled order (GTC) |
| 全部完成或放弃买卖盘 | all-or-none order |
| 全程封闭；闭环系统 | closed loop |
| 全额或取消【限价盘】 | Fill or Kill【limit orders】 |
| 全国电子交易系统【内地】 | National Electronic Trading System (NETS) 【Mainland】 |
| 全国社会保障基金 | National Social Security Fund (NSSF) |
| 全国社会保障基金理事会【内地】 | National Council for Social Security Fund 【Mainland】 |
| 全国银行间同业拆借中心【内地】 | National Interbank Funding Centre【Mainland】 |
| 全国中小企业股份转让系统（新三板）【内地】 | National Equities Exchange and Quotations (NEEQ, or New Third Board)【Mainland】 |
| 全面豁免 | blanket waiver; general waiver |
| 全面结算参与者 | General Clearing Participant (GCP) |
| 全面披露 | full disclosure |
| 全面收购建议 | general offer |
| 全面收益 | comprehensive income |
| 全面摊薄每股盈利 | fully diluted earnings per share |
| 全盘证券数据【数据传送专线】 | Securities FullTick【datafeed】 |
| 全球报告倡议组织 | Global Reporting Initiative (GRI) |
| 全球法人机构识别编码体系 | Global Legal Entity Identifier System (GLEIS) |
| 全球期货交易系统 | Globex |
| 全球预托证券；全球存托凭证* | global depositary receipt (GDR) |
| 全权代客买卖账户 | discretionary account |
| 全权管理人 | discretionary manager |
| 全权委托户口 | discretionary account |
| 全权委托客户 | discretionary client |
| 全权委托盘 | discretionary order; no-forcing order; order at discretion |
| 全权信托 | discretionary trust |
| 全收益指数 | total return index |
| 全资附属公司 | wholly-owned subsidiary |
| 权利金*【期权】 | premium |
| 权益报表【中央结算系统】 | Entitlement Statement【CCASS】 |
| 权益法【会计】 | equity method【accounting】 |
| 权益股本 | equity capital; equity share capital |
| 权益会计法 | equity method of accounting |
| 权益列表 | entitlement table |
| 权益人；持份者；利益相关者；干系人*；利益攸关者* | stakeholder |
| 权责发生制*【会计】 | accrual basis【accounting】 |
| 权证 | warrant |
| 券款对付【债券通】 | delivery vs payment (DvP) |
| 券面利率 | coupon; coupon rate |
| 券商* | brokerage |
| 券商客户编码 | Broker-to-Client Assigned Number (BCAN) |
| 群集式伺服器 | cluster server |
R
| 人均国民生产总值 | per capita gross national product |
| 人均国内生产总值 | per capita gross domestic product |
| 人民币定息及货币论坛 | RMB Fixed Income and Currency Conference |
| 人民币合格境外机构投资者 | RMB Qualified Foreign Institutional Investor (RQFII) |
| 人民币合格境内机构投资者 | RMB Qualified Domestic Institutional Investor (RQDII) |
| 人民币货币期货 | RMB Currency Futures |
| 人民币货币期权 | RMB Currency Option |
| 人民币货币指数期货 | RMB Currency Index Futures |
| 人民币即时支付结算系统（人民币 RTGS） | RMB Real Time Gross Settlement (RTGS) system |
| 人民币跨境支付系统 | RMB Cross-border Inter-bank Payment System (CIPS) |
| 人手操作的逾时交易 | manual late trading |
| 人证港币交易通（交易通） | RMB Equity Trading Support Facility (TSF) |
| 认购 | subscription |
| 认购不足 | undersubscribed; underbooked |
| 认购短仓 | short call |
| 认购期权 | call option |
| 认购期权沽出者 | call writer |
| 认购期权空仓 | short call |
| 认购权证 | call warrant |
| 认沽短仓 | short put |
| 认沽期权 | put option |
| 认沽期权沽出者 | put writer |
| 认沽期权空仓 | short put |
| 认沽权证 | put warrant |
| 认沽认购等价关系 | relationship of put-call parity |
| 认股期权 | share option |
| 认股权证/认购权证 | warrant |
| 认可存款基金 | approved deposit fund |
| 认可负债 | ranking liabilities |
| 认可行业资格 | Recognised Industry Qualifications (RIQ) |
| 认可基金 | authorised fund |
| 认可交易登记系统【场外结算公司】 | Approved Trade Registration System (ATRS) 【OTC Clear】 |
| 认可投资交易所 | Recognised Investment Exchange |
| 认可用户 | authorised user |
| 认可值 | admitted value |
| 认可资产净值 | net admissible assets |
| 日报表 | daily quotations sheet |
| 日间回购交易机制【银行】 | intraday Repo facility【banking】 |
| 日经平均指数 | Nikkei Stock Average |
| 日均成交量 / 平均每日成交额 | average daily turnover (ADT) |
| 日落条款 | sunset clause |
| 日终批量处理程序 | day-end batch processing |
| 日终交收 | day-end settlement |
| 日转期汇 | Rolling Forex |
| 熔断机制* | circuit breaker |
| 融通票据 | accommodation bill |
| 融通收费 | accommodation charge |
| 融资监控指标【内地】 | margin trading indicator【Mainland】 |
| 融资券* | financing bill |
| 融资人 | financier |
| 融资融券*；证券信用交易* | margin trading and securities lending |
| 融资租赁承担 | finance lease commitment |
| 入侵防护系统 | Intrusion Protection System |
| 软货币 | soft currency |
| 软佣金 | soft commission |
| 软着陆 | soft landing |
| 弱势货币 | soft currency |
