新版金融英语词汇表(N-R)

*Terms commonly used in the Mainland
*内地用语
版本日期:2019年12月
可使用Ctrl + F 键查找

N

南向交易Southbound trading
内部核数师internal auditor
内部稽核internal audit
内部监控internal control
内部谴责internal censure
内地技术中心Mainland Technology Centre
内地结算备付金Mainland Settlement Deposit
内地市场行情合作协议计划Mainland Market Data Collaboration Programme
内地市场数据发布伙伴计划Mainland Market Data Distribution Partnership Programme
内地市场数据枢纽Mainland Market Data Hub (MMDH)
内地银行间债券市场China interbank bond market (CIBM)
内地与香港基金互认安排Mainland-Hong Kong mutual recognition of funds
《内地与香港关于建立更紧密经贸关系的安排 ─ 与证券及期货人员资格有关的安排》Mainland/Hong Kong Closer Economic Partnership Arrangement – Arrangements relating to Qualifications of Securities and Futures Industry Practitioners
内地证券结算保证金Mainland Security Deposit
内地证券结算风险基金Mainland Clearing Risk Fund
内联网intranet
内幕交易insider dealing
内幕交易审裁处Insider Dealing Tribunal
内幕交易者insider dealer
内幕消息inside information
《内幕消息披露指引》【证监会】Guidelines on Disclosure of Inside Information【SFC】
内在衍生工具embedded derivative
内在值intrinsic value
内资股【内地】domestic share【Mainland】
拟定开市价Calculated Opening Price (COP)
逆差额【中央结算系统】unfavourable marks【CCASS】
逆向投资者contrarian
逆周期因子counter-cyclical factor
逆转交易【期权】trade reversals【options】
逆转交易合约【期权】reversal contract【options】
匿名交易;隐名交易anonymous trading
年报annual report
年度股东大会*annual general meeting (AGM)
年度账目annual accounts
年结日balance sheet date
年金*pension fund
牛市bull market
牛熊证Callable Bull/Bear Contract
纽约泛欧交易所集团NYSE Euronext (NYX)
女菁汇Women’s Exchange

O

欧式期权European style option
欧洲复兴及开发银行(即 世界银行)European Bank of Reconstruction and Development (EBRD) (ie World Bank)
欧洲货币债券Eurobond
欧洲清算系统Euroclear
欧洲清算银行Euroclear Bank
欧洲经济及货币联盟European Economic and Monetary Union (EMU)
欧洲可换股担保债券Euro-convertible guaranteed bond
欧洲市场基础设施监管规则European Market Infrastructure Regulation (EMIR)
欧洲债券Eurobond
欧洲证券及市场管理局European Securities and Markets Authority

P

扒头交易front running
排媒现象disintermediation
排期申请表格advance booking form
牌照licence
派送股份/红股bonus issue
order; position
盘存inventory
盘房dealing room
盘后*after-hour
盘后交易;收市后交易after-hours trading
盘纸order form
盘中*intra day
盘中竞价时段mid-session auction
盘中临时停牌*/ 盘中停牌*trading suspension
抛空short selling / short sale
赔偿基金储备账Compensation Fund Reserve Account
赔偿委员会Compensation Committee
配对交易pairs trade; pair trading
配发allotment
配售placing
配售代理placing agent
配售经办人;账簿管理人book runner
配售新股rights issue
披露/披露事项disclosure
披露权益disclosure of interests
「披露易」网站HKEXnews website
「啤打」系数beta coefficient
偏离值stray value
票据交换所自动转账系统Clearing House Automated Transfer System (CHATS)
票据交换所自动转账系统付款指示CHATS Payment Instruction
票据密集交收paper intensive settlement
票面利率coupon; coupon rate
票面息率coupon; coupon rate
票面值par value
撇销write off
平仓close out; cover; position squaring
平仓重开position reopening
平仓合约closing contract
平仓价;离场价exit price
平仓交易closing transaction
平衡价格equilibrium price
平衡价值parity value
平衡项目balancing item
平价【期权】parity【options】
平价期权at-the-money option
平均价盘average value order
平均结算权证Average Return Warrant
平均每日成交额 / 日均成交量average daily turnover (ADT)
平买入仓【期权】closing buy【options】
平卖出仓【期权】closing sale【options】
平台接入协议platform access agreement
凭证式附属登记册certificated sub-register
凭证式股东certificated shareholder
凭证式国库券【内地】Certificate Treasury【Mainland】
普氏全球金属奖Platts Global Metals Awards
普通股ordinary share
普通债券straight bond

Q

期初存货opening stock
期货低水;期货贴水;贴水backwardation
期货高水;期货升水;升水contango
期货经纪商【台湾】Futures Commission Merchant【Taiwan】
期货赔偿基金委员会【证监会】Futures Compensation Fund Committee【SFC】
期末存货closing stock
期权option
期权长仓合约long options contract
期权持仓option position
期权持有人option holder
期权定价option valuation
期权定价模式option pricing model
期权短仓short option
期权短仓合约short options contract
期权费用options tariff
期权合约option contract
期权合约净持仓net open options contract; net options position
期权交付指令options delivery instruction
期权交易代表Options Trading Representative
《期权交易规则》Options Trading Rules
期权交易确认书options trade confirmation
期权交易主任Options Trading Officer
期权交易主任及代表考试Options Trading Officer and Representative Examinations
《期权结算规则》Options Clearing Rules
期权结算主任Options Clearing Officer
期权结算主任考试Options Clearing Officer Examination
期权金premium
期权金成交额premium turnover
期权经纪交易所参与者Options Broker Exchange Participant (OBEP)
期权客户协议书Options Client’s Agreement
期权类别option class
期权买方option buyer
期权买卖交易所参与者Options Trading Exchange Participant (OTEP)
《期权买卖交易所参与者交易运作程序》Operational Trading Procedures for Options Trading Exchange Participants
《期权买卖交易所参与者结算运作程序》Operational Clearing Procedures for Options Trading Exchange Participants
期权卖方option seller; option writer
期权数码资料传送专线options digital datafeed
期权系列option series
期权资讯服务Options Information Service
企业风险管理架构Enterprise Risk Management Framework
企业管治corporate governance
《企业管治守则》Corporate Governance Code
《企业规管通讯》【证监会】Corporate Regulation Newsletter 【SFC】
企业狙击手corporate raider
企业内容管理系统Enterprise Content Management system
企业融资协会The Corporate Finance Association (corpfina)
企业社会责任corporate social responsibility (CSR)
企业债*enterprise bond
企业资讯资料库Enterprise Information Database
《企业融资顾问操守准则》【证监会】Corporate Finance Adviser Code of Conduct 【SFC】
气候相关财务资讯披露工作组Taskforce for Climate Related Financial Disclosure (TCFD)
迁册change of domicile
牵头包销商lead underwriter
牵头经办人;主要经办人lead manager
前端监控pre-trade checking
前端监控风险管理Pre-Trade Risk Management (PTRM)
前端监控风险管理系统Pre-Trade Risk Management System
前海联合交易中心有限公司Qianhai Mercantile Exchange Company Limited (QME)
前海深港现代服务业合作区Qianhai Shenzhen-Hong Kong Modern Service Industry
前收市价previous closing price
前线办公室系统front-office system
前置式监管front-loaded regulation
浅白语言计划【证监会】Project on the Use of Plain Language 【SFC】
谴责reprimand; censure
欠款arrears
嵌入式衍生工具embedded derivative
强行平仓forced closing-out
强制补购compulsory buy-in; forced buy-in
强制出售通知Forced-Sale Notice
强制可换股证券mandatory convertible securities (MCS)
强制收回事件;强制赎回事件Mandatory Call Event
强制性公积金mandatory provident fund (MPF)
强制性公积金计划管理局(积金局)Mandatory Provident Fund Schemes Authority (MPFA)
强制性收购建议mandatory bid; mandatory offer
清盘liquidation
清算clearing
清算价clearing price
清算交收settlement
清洗交易whitewash transaction; wash sale; wash trade
轻微违纪事件/行为summary offence
轻装版衍生产品数据专线Derivatives Lite (D-Lite)
区块链技术blockchain
区域网络Local Area Network (LAN)
区域全面经济伙伴关系协定Regional Comprehensive Economic Partnership (RCEP)
取方参与者receiving Participant
取消/收回【牛熊证】knockout【CBBC】
取消登记decleared
取消交易【期权】trade reversals【options】
取消交易合约【期权】reversal contract【options】
取消前有效买卖盘good-till-cancelled order (GTC)
全部完成或放弃买卖盘all-or-none order
全程封闭;闭环系统closed loop
全额或取消【限价盘】Fill or Kill【limit orders】
全国电子交易系统【内地】National Electronic Trading System (NETS) 【Mainland】
全国社会保障基金National Social Security Fund (NSSF)
全国社会保障基金理事会【内地】National Council for Social Security Fund 【Mainland】
全国银行间同业拆借中心【内地】National Interbank Funding Centre【Mainland】
全国中小企业股份转让系统(新三板)【内地】National Equities Exchange and Quotations (NEEQ, or New Third Board)【Mainland】
全面豁免blanket waiver; general waiver
全面结算参与者General Clearing Participant (GCP)
全面披露full disclosure
全面收购建议general offer
全面收益comprehensive income
全面摊薄每股盈利fully diluted earnings per share
全盘证券数据【数据传送专线】Securities FullTick【datafeed】
全球报告倡议组织Global Reporting Initiative (GRI)
全球法人机构识别编码体系Global Legal Entity Identifier System (GLEIS)
全球期货交易系统Globex
全球预托证券;全球存托凭证*global depositary receipt (GDR)
全权代客买卖账户discretionary account
全权管理人discretionary manager
全权委托户口discretionary account
全权委托客户discretionary client
全权委托盘discretionary order; no-forcing order; order at discretion
全权信托discretionary trust
全收益指数total return index
全资附属公司wholly-owned subsidiary
权利金*【期权】premium
权益报表【中央结算系统】Entitlement Statement【CCASS】
权益法【会计】equity method【accounting】
权益股本equity capital; equity share capital
权益会计法equity method of accounting
权益列表entitlement table
权益人;持份者;利益相关者;干系人*;利益攸关者*stakeholder
权责发生制*【会计】accrual basis【accounting】
权证warrant
券款对付【债券通】delivery vs payment (DvP)
券面利率coupon; coupon rate
券商*brokerage
券商客户编码Broker-to-Client Assigned Number (BCAN)
群集式伺服器cluster server

R

人均国民生产总值per capita gross national product
人均国内生产总值per capita gross domestic product
人民币定息及货币论坛RMB Fixed Income and Currency Conference
人民币合格境外机构投资者RMB Qualified Foreign Institutional Investor (RQFII)
人民币合格境内机构投资者RMB Qualified Domestic Institutional Investor (RQDII)
人民币货币期货RMB Currency Futures
人民币货币期权RMB Currency Option
人民币货币指数期货RMB Currency Index Futures
人民币即时支付结算系统(人民币 RTGS)RMB Real Time Gross Settlement (RTGS) system
人民币跨境支付系统RMB Cross-border Inter-bank Payment System (CIPS)
人手操作的逾时交易manual late trading
人证港币交易通(交易通)RMB Equity Trading Support Facility (TSF)
认购subscription
认购不足undersubscribed; underbooked
认购短仓short call
认购期权call option
认购期权沽出者call writer
认购期权空仓short call
认购权证call warrant
认沽短仓short put
认沽期权put option
认沽期权沽出者put writer
认沽期权空仓short put
认沽权证put warrant
认沽认购等价关系relationship of put-call parity
认股期权share option
认股权证/认购权证warrant
认可存款基金approved deposit fund
认可负债ranking liabilities
认可行业资格Recognised Industry Qualifications (RIQ)
认可基金authorised fund
认可交易登记系统【场外结算公司】Approved Trade Registration System (ATRS) 【OTC Clear】
认可投资交易所Recognised Investment Exchange
认可用户authorised user
认可值admitted value
认可资产净值net admissible assets
日报表daily quotations sheet
日间回购交易机制【银行】intraday Repo facility【banking】
日经平均指数Nikkei Stock Average
日均成交量 / 平均每日成交额average daily turnover (ADT)
日落条款sunset clause
日终批量处理程序day-end batch processing
日终交收day-end settlement
日转期汇Rolling Forex
熔断机制*circuit breaker
融通票据accommodation bill
融通收费accommodation charge
融资监控指标【内地】margin trading indicator【Mainland】
融资券*financing bill
融资人financier
融资融券*;证券信用交易*margin trading and securities lending
融资租赁承担finance lease commitment
入侵防护系统Intrusion Protection System
软货币soft currency
软佣金soft commission
软着陆soft landing
弱势货币soft currency